21 Compliance jobs in Durban
Compliance Manager
Posted 1 day ago
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Established in 2010 , GBS Holdings stands as a beacon of innovation, performance, and enduring customer satisfaction. With a mission to deliver innovative annuity-based financial products and tailored consumer services to the South African market, we are committed to building lasting partnerships and providing exceptional customer experiences.
As we continue to grow and evolve, we’re looking for a highly skilled and motivated Compliance Manager to join our team. This is an exciting opportunity for a professional who thrives in a dynamic, fast-paced environment and is passionate about maintaining the highest standards of regulatory compliance within the financial services industry. If you bring strong planning and organisational abilities, a logical and consistent approach, and the confidence to use sound judgment while influencing stakeholders, this role is for you. At GBS, we value innovation, initiative, and a strong service mindset—qualities that ensure our teams not only meet compliance objectives but also drive real business impact.
Your key responsibilities include:
Compliance and Risk Management
- Maintain the compliance and risk management framework and operating manuals in accordance with legislation and government policy.
- Establish and oversee compliance management plans and monitoring systems to ensure adherence to laws and regulations.
- Identify legislative risks, focusing on areas such as financial services, POPI, and Information Security.
- Monitor industry developments and provide advice and training on compliance matters.
- Manage and report compliance breaches and exposures, preparing reports for senior management and regulatory bodies.
- Liaise with regulators and maintain departmental structures and resources.
- Support the development of risk management policies and procedures
- Prepare and submit all required documentation to the FSCA, including necessary updates to registers.
- Assess compliance levels and implement processes and workflows to ensure adherence to regulations.
- Compile and analyse risk reports for senior management.
Reporting
- Provide reports to management regarding areas of non-compliance.
- Conduct meetings with relevant stakeholders to discuss compliance concerns.
- Prepare reports on the status of compliance efforts
- Maintain records of compliance activities
Communication
- Develop regular communication methods across all operational departments.
- Collaborate with sales, support, customer service, and project management teams to resolve compliance issues.
- Maintain relationships with external compliance firms.
- Act as an internal advisor on compliance matters during business decisions and new project developments
- Assist with being an internal liaison between the HOD and the other departments identifying issues of non-compliance and assisting with remedial action.
International Compliance
- Assist with new business ventures that require alignment with international regulations
MINIMUM REQUIREMENTS
- A legal qualification (LLB) is essential
- Must be an Admitted Attorney
- A minimum of 3 to 5 years of industry-related experience within short-term or long-term insurance, preferably within a financial services provider.
- Previous experience in a call centre environment is considered beneficial.
- Strong understanding of regulatory requirements, as outlined in the Compliance Universe document.
- Proven process management skills and sound knowledge of audit methodologies and techniques.
SPECIFIC SKILLS REQUIRED:
- Strong analytical and problem-solving skills
- Attention to detail for analysing reports, identifying issues in working processes, and making recommendations for improvements.
- Building solid relationships with internal and external stakeholders
- Good verbal and written communication skills
If you're driven by integrity, thrive on detail, and are ready to play a key role in safeguarding regulatory standards while supporting innovative growth, we want to hear from you.
#J-18808-LjbffrCompliance Officer
Posted 8 days ago
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Compliance Officer | Durban
Responsibilities:
Draft legal documents (agreements, letters of demand, contracts, addendums).
Monitor regulatory developments.
Ensure FAIS & FICA compliance for staff and company.
Liaise with Insurers on regulatory/legal matters.
Conduct/compile external Insurer audits.
Renew company financial lines insurances & licenses.
Develop/implement compliance framework.
Prepare risk management reports.
Update compliance documentation & disclosures.
Quality assurance of renewal process.
Manage FICA/FAIS reporting & monitoring.
Prepare internal compliance reports & scores.
Review claims/underwriting correspondence for legislative adherence.
Monitor ESG compliance.
Review/monitor complaints & resolution.
Minimum Requirements:
LLB degree or similar legal qualification.
Regulatory qualification.
Minimum 5 years' compliance/risk management experience within insurance.
Knowledge and Skills:
Strong analytical & problem-solving abilities.
In-depth insurance regulatory & legislative knowledge.
Expertise in risk identification & mitigation.
Proficient in contract drafting & negotiation.
Understanding of corporate governance & compliance.
Legal research & litigation awareness.
Compliance officer
Posted today
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Compliance Administrator Waterfall
Posted 2 days ago
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Waterfall manufacturing plant seeks an Administration Assistant to the Compliance Manager who ideally has knowledge or experience in ISO standards, legislation, or compliance, a willingness to learn and grow within a site environment, and is a good administrator and multitasker.
Key Responsibilities:
- General PA/administrative duties
- Recording & distributing minutes of meetings
- Document management
- Generating correspondence
- Maintaining physical and electronic filing systems
- Reporting
- Other related duties
Requirements:
- Own a car
- High level of computer literacy
Compliance Specialist - KZN
Posted 9 days ago
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Durban, South Africa | Posted on 09/04/2025
- Assist the manager in ensuring that the compliance function is in compliance with law, industry and regulatory body requirements.
- Promote the prevention of legal and regulatory risk in the company (TCF).
- Maintain efficient and effective operations in Compliance.
- Ensure that policies and procedures with regard to the Compliance function are being adhered to (TCF).
- Attend specific forums as may be required to represent the Compliance and Regulatory Affairs department.
- Responsible for Compliance Monitoring and Reporting
- Monitor compliance risk, policies and procedures at the Head Office and branches of the Group.
- Maintain the standardised monitoring procedure.
- Complete monitoring reports.
- Provide overall compliance assistance, guidance and advice to the Group of Companies.
- Contribute to the development of compliance risk management plans.
- Contribute to the completion of compliance reporting (internal and regulatory).
- Provide Training and Awareness on Compliance Matters
- Create awareness in the Group of Companies with legal requirements (TCF).
- Inform employees about relevant compliance matters.
- Develop, educate and enable a healthy and business-orientated compliance culture.
- Regularly meet with stakeholders, including the regional managers of the specific business units to identify and address compliance risks.
Education
- Legal Degree/relevant
- LLB Degree
- Admitted Attorney (advantage)
- Compliance Certificate (Advantage)
- 2-3 years experience in Risk management and Compliance
- 2-3 years of Insurance Industry experience
Compliance specialist - kzn
Posted today
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Senior Regulatory Compliance Manager
Posted 2 days ago
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A position has become available for a Senior Regulatory Compliance Manager based in Durban.
Job Purpose
Provide advice, guidance, recommendations on the adherence of regulatory compliance practices in client facing divisions ensuring compliance regulatory risks are identified, assessed, and reported on for the Group.
Job Responsibilities
- Identify and manage all Regulatory requirements of the Group.
- Manage the completion of all commentary and/or impact assessments requests from various Regulatory Bodies including the Prudential Authority, Financial Intelligence Centre, National Credit Regulator, and Information Regulator.
- Provide expert guidance and recommendations to ensure adherence to multiple laws and regulations regulating the affairs of the Group.
- Demonstrate in-depth understanding of key legislation such as the NCA, FAIS Act, POPIA, FIC, and other applicable laws (including subordinate legislation) that impact the Group.
- Conduct compliance regulatory training, keeping Compliance and all internal stakeholders (1st line) informed and updated on regulatory changes and policy requirements.
- Build and maintain trusted relationships with internal stakeholders by establishing effective partnerships to identify and manage compliance regulatory risks.
- Develop and maintain a clear understanding of the scope and nature of the business conducted by 1st line (business acumen).
- Develop a solid understanding of all high-risk legislation that applies to the Group.
- Keep abreast of all regulatory developments/changes that may potentially impact the Group and engage with all relevant stakeholders on a timely basis to ensure business readiness and ongoing compliance risk management.
- Contribute to the creation of a compliance culture and compliance awareness in the division by becoming a trusted advisor.
- Execute on all Regulatory Compliance projects (end-to-end) within set timelines.
- Provide advice, guidance, and recommendations on whether regulatory compliance requirements are met.
- Ensure accurate and timely reporting on any non-compliance, the management of compliance risks, and the state of compliance in the division.
- Provide advice, guidance, and recommendations to stakeholders on the state of regulatory compliance by reporting on how key risks are being managed, highlighting areas that require immediate attention, and recommending corrective action to stakeholders.
- Present potential compliance regulatory findings to stakeholders through formal engagement. Take an active part in all Regulatory Compliance governance.
- Assist in filing regulatory reports to the respective regulators, keeping the Group in good standing with regulatory bodies.
Qualifications:
- LLB Degree
- Admitted Attorney
- Member of the Compliance Institute of SA
- RE5 Accredited: Advantageous
- 5-7 years’ experience in a regulatory compliance position, 3 of which must have been in a managerial role - preferably in financial services.
Salary market related for a senior position.
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Senior Manager - Regulatory Compliance
Posted 2 days ago
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Responsibilities:
- Identify and manage all Regulatory requirements of the Group, including mortgage providers and insurance companies offering credit life and homeowners.
- Manage the completion of all commentary and/or impact assessments requested from various Regulatory Bodies including the Prudential Authority, Financial Intelligence Centre, National Credit Regulator, and Information Regulator.
- Provide expert guidance and recommendations to ensure adherence to multiple laws and regulations regulating the affairs of the Group.
- Demonstrate an in-depth understanding of key legislations such as the NCA, FAIS Act, POPIA, FIC, and other applicable laws (including subordinate legislation) that impact the Group.
- Conduct compliance regulatory training, keeping Compliance and all internal stakeholders (1st line) informed and updated on regulatory changes and policy requirements.
- Build and maintain trusted relationships with internal stakeholders (i.e., the Division’s 1st line as well as 2nd line functions) by establishing effective partnerships to identify and manage compliance regulatory risks.
- Develop and maintain a clear understanding of the scope and nature of the business conducted by 1st line (business acumen).
- Develop a solid understanding of all high-risk legislation that applies to the Group.
- Keep abreast of all regulatory developments/changes that may potentially impact the Group and engage with all relevant stakeholders on a timely basis to ensure business readiness and ongoing compliance risk management.
- Contribute to the creation of a compliance culture and compliance awareness in the division by becoming a trusted advisor to 1st line (whilst maintaining independence of mind as part of 2nd line).
- Execute on all Regulatory Compliance projects (end-to-end) within set timelines.
- Provide advice, guidance, and recommendations to 1st and 2nd line on whether regulatory compliance requirements are met.
- Ensure accurate and timely reporting on any non-compliance, the management of compliance risks, and the state of compliance in the division (1st line).
- Provide advice, guidance, and recommendations to stakeholders on the state of regulatory compliance by reporting on how key risks are being managed, highlighting areas that require immediate attention, and recommending corrective action to stakeholders.
- Present potential compliance regulatory findings to stakeholders through formal engagement. Take an active part in all Regulatory Compliance governance.
- Assist in filing regulatory reports to the respective regulators, keeping the Group in good standing with regulatory bodies.
- LLB Degree
- Admitted Attorney
- Member of the Compliance Institute of SA
- RE5
How to ApplyPlease forward your CV to . Should you not be contacted within 2 weeks, kindly consider your application unsuccessful.
#J-18808-LjbffrSenior Manager Regulatory Compliance
Posted 2 days ago
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Location: Durban
Well-established financial services client is looking for a Senior Regulatory Compliance Manager with 5 years in a similar position.
Salary: Negotiable based on experience and qualifications
Minimum Requirements:
- LLB Degree
- Admitted Attorney
- Member of the Compliance Institute of SA
- RE5 Accredited: Advantageous
- 5 years’ experience in a regulatory compliance position
- 3 years managerial experience
- Must come from the financial services industry
Full job description will be discussed in the interview process.
Please apply online.
FROGG Recruitment
We offer:
- Medical Aid Contribution
- Provident Fund Contribution
Senior manager - regulatory compliance
Posted today
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