19 Compliance jobs in Cape Town

Compliance Officer

Cape Town, Western Cape The Legends Agency

Posted 2 days ago

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Job Description

Compliance Officer

Join a Nurse-Led, Top-Rated Healthcare Staffing Agency No Two Days the Same

Office-based in Gardens, Cape Town | R20,000 per month | UK Hours (Mon-Fri, 9am-5pm)

About Our Client

Our client is a dynamic, nurse-led healthcare recruitment agency providing outstanding nurses and healthcare assistants to Northern Ireland's HSC Trusts and private sector. With an impeccable regulatory track record and a passionate team culture, they are committed to raising standards in healthcare staffing. Their close-knit Cape Town support office drives operational excellence and supports a reputation built on trust, care, and compliance.

The Role: Compliance Officer

As a Compliance Officer, you'll be the frontline guardian of clinical safety and regulatory integrity. Your mission: ensure all agency workers are 100% compliant with Northern Ireland's healthcare regulations before being deployed. From onboarding and file management to audits and candidate communication, you'll be central to safeguarding standards and supporting the well-being of staff and patients alike.

Key Responsibilities

  • Minimum 1-2 years' experience in compliance, HR, or administrative roles
  • Manage full compliance process for new and current agency workers
  • Ensure files meet RQIA standards: NMC pin checks, AccessNI, RTW, training, references
  • Maintain and audit digital files weekly, preparing for inspections
  • Track expiring documents and proactively chase renewals
  • Update the Logezy CRM and compliance trackers accurately
  • Communicate cross-functionally with recruitment, bookings, and payroll
  • Escalate risks and support the maintenance of the compliance risk register
  • Provide exceptional service to both candidates and internal teams
  • Stay current with regulatory updates and contribute to process improvements

About You

  • 1-2 years in compliance, HR, or admin (healthcare recruitment experience a bonus)
  • Meticulously organized and detail-oriented
  • Confident communicator across phone, email, and WhatsApp
  • Proactive, self-motivated, and able to juggle multiple deadlines
  • Tech-savvy Excel, CRMs, and file tracking tools are second nature
  • Team player with a solution-focused attitude
  • Passionate about upholding standards and contributing to safer care
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Compliance Officer

Cape Town, Western Cape Communicate Recruitment

Posted 23 days ago

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Conducting Know Your Customer (KYC) due diligence on new clients and partners, including verifying identity documents and recording required information
Performing Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) on high-risk clients, including PEPs, and supporting ongoing suspicious activity monitoring
Ensuring all transfers comply with our AML policy
Conducting risk assessments for new and existing clients to identify potential compliance risks
Completing onboarding processes with partners ahead of investment activity
Supporting regulatory reporting
Maintaining compliance registers, such as financial promotions, complaints, and training registers, and ensuring orderly record-keeping of compliance activities
Supporting the delivery and management of company compliance training
Contributing to the optimization of compliance workflows and processes

Skills & Experience:
Detail orientated
Deadline driven
Excellent organizational and time management skills

Qualification:
Diploma or Degree + 5+ years experience


Contact CORNE JONKER on
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Compliance Specialist

Cape Town, Western Cape The Recruitment Council

Posted 13 days ago

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Are you a seasoned Compliance Officer looking for your next challenge?

Our client is seeking a dedicated and experienced Compliance Officer to join their team. This role is perfect for a professional who is passionate about delivering high-quality compliance and risk management services to financial services clients.

Key Responsibilities:

Deliver outsourced compliance services to independent Financial Services Providers (FSPs) and corporate clients.
Fulfil compliance duties required by legislation such as FAIS, FICA, POPI, the Companies Act, Medical Schemes Act, and the Insurance Act.
Help clients achieve Treating Customers Fairly (TCF) outcomes.
Establish and maintain a culture of compliance by providing a compliance risk framework to clients.
Provide high-quality, personalised, and substantive reports to clients, ensuring all functions meet deadlines and standards set by the Regional Manager.
Contribute positively to the regional team and the company's development and well-being.
Source and onboard new clients.

Qualifications & Experience:

A minimum of 3 years of proven experience in compliance or risk management within the financial services industry.
Must be a registered and approved Compliance Officer with the FSCA (FSB) for at least Category I.
Hold a recognised Legal or Accounting degree, or another qualification from the FSCAs list of approved qualifications for Compliance Officers.
Must have a strong working knowledge of compliance legislation, including FICA and FAIS, with POPI knowledge being an advantage.
Possess an understanding of risk management principles.

Skills & Competencies:

Exceptional verbal and written communication skills.
Ability to work independently and as part of a team, even under pressure.
Proficient presentation skills.

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Compliance Manager

8001 Cape Town, Western Cape Initiate International

Posted 344 days ago

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Permanent

The Compliance Manager  in Cape Town  plays a crucial role in ensuring that our client’s company adheres to legal and regulatory requirements, particularly in the online betting sector. This role involves assessing risk areas, implementing measures to mitigate identified risks, and ensuring full compliance with relevant laws, company policies, and industry best practices. The Compliance Manager  will also promote a culture of compliance throughout the organization.

Your key job  responsibilities as the Compliance Manager  in Cape Town  will include:

Support our client in maintaining compliance with relevant regulations by offering advice and support to the business.Report significant compliance or non-compliance issues, including irregular activities or potential policy/system issues, to the Managing Director or other stakeholders. Lead investigations and remediation actions promptly.Develop and maintain a robust compliance and governance framework within the business.Ensure that all necessary controls are in place to manage risk effectively within the organization.Provide guidance on necessary controls and systems to ensure compliance.Oversee commercial and legal agreements.Implement relevant Acts and regulations.Develop and implement Compliance Risk Management Plans (CRMPs).Assess the potential impact of regulatory developments on business operations.Monitor and ensure adherence to relevant standards, processes, and best practices.Facilitate effective communication with internal parties, ensuring coordinated coverage of compliance risks across departments.Ensure compliance with licensing conditions and codes of practice for the company’s licenses.Communicate with regulatory authorities as needed to represent the company’s interests.Conduct regular monitoring of compliance risks.Maintain close working relationships with third-party companies involved in the business’s licensed activities.Perform other ad hoc duties as required.Review marketing materials, presentations, and websites to ensure regulatory compliance. Requirements

Requirements for this Compliance Manager  job  in Cape Town :

BCom Law or LLB, with a postgraduate qualification in Law being advantageous.Minimum of 5 years in a Legal & Compliance role.Proficiency in interacting with third-party regulators and licensing bodies.Familiarity with the online gambling industry.Experience in gambling regulatory compliance.In-depth knowledge of relevant regulations, policies, and practices.Ability to gather, collate, and summarize information from diverse sources.Technical expertise in compliance matters.Strong analytical skills.Solid understanding of legal requirements and procedures.Awareness of brand perception and customer experience.Ability to work under pressure, demonstrating strong organizational skills.

If you’re an Compliance Manager  in Cape Town  looking for an exciting new challenge and this sounds like you, apply today!

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Personal Assistant / Compliance Officer

Cape Town, Western Cape Dante Personnel

Posted 8 days ago

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Job Description

Key Responsibilities:
  • Maintain filing systems and project documentation
  • Manage calendars, meetings, travel, and office logistics
  • Support Auditor General audits and ensure process compliance
  • Assist with tenders, reports, and correspondence
  • Coordinate recruitment, onboarding, and leave tracking
Minimum requirements:
  • Minimum 2 years admin/PA experience (construction industry beneficial)
  • Strong organizational and communication skills
  • Attention to detail and ability to meet deadlines
  • Experience in Project/Programme Management is a bonus.
  • Knowledge of CIDB, PROCSA, JBCC, NEC is an advantage
Consultant: Amandre de Lange - Dante Personnel Pretoria Faerie Glen
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Corporate Tax Compliance Officer

Woodstock, Western Cape CA Financial Appointments

Posted 16 days ago

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Job Description

Ready to take ownership of a large, diverse tax portfolio and work with an experienced, supportive team? This is your chance to step into a role where your expertise will directly shape client outcomes and help businesses stay on the right side of tax law.
You'll be joining a well-established professional services firm with an international network and a strong local reputation.

What you'll be doing:

  • Managing a diverse corporate tax portfolio (companies, trusts, exempt entities) from start to finish
  • Preparing and reviewing annual, provisional, and dividends tax returns
  • Handling SARS assessments, objections, and dispute resolution
  • Applying for tax clearances and directives
  • Consulting directly with clients and managing SARS-related queries and verifications
  • Working closely with your Tax Compliance Administrator to review and finalise work

What we're looking for:

  • Degree or postgraduate qualification in Tax or Accounting
  • Completed SAICA or SAIPA articles, ideally with 1-2 years post-articles in tax compliance
  • Strong understanding of SA corporate tax, trusts, and exempt entities
  • Solid grasp of financial statements and the ability to spot tax implications
  • Self-motivation to manage a portfolio without daily oversight

What's in it for you:

  • Hybrid working
  • Exposure to a wide variety of clients and industries
  • A stable, established team with global reach

If you don't hear back from us within 2 weeks of applying, please consider your application unsuccessful. But stay in touch , follow us online and keep an eye out for future opportunities.

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Compliance Analyst / KYC Officer

Cape Town, Western Cape West Coast Personnel

Posted today

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Job Description

Key Responsibilities:
  • Conduct KYC reviews and client due diligence in line with FCA and FSCA regulations.
  • Perform AML and sanctions screening using approved systems and databases.
  • Monitor client onboarding and ongoing compliance processes for accuracy and completeness.
  • Identify, escalate, and report potential compliance or regulatory breaches.
  • Maintain detailed compliance and risk records in accordance with company policy.
  • Support the Head of Compliance in audit preparation, documentation, and regulatory reporting.
  • Assist in reviewing and updating internal compliance policies and procedures.
  • Collaborate with business development, underwriting, and claims teams to ensure full compliance throughout the client lifecycle.
  • Stay abreast of relevant regulatory changes and industry best practices in both UK and South African jurisdictions.

Requirements:
  • Minimum of 35 years experience in compliance, AML, or KYC within financial services, insurance, or banking .
  • In-depth understanding of FCA , FSCA , AML , and data protection regulations .
  • Experience conducting due diligence, risk assessments, and sanctions checks.
  • Strong analytical and investigative skills with exceptional attention to detail.
  • High level of integrity and confidentiality in handling sensitive data.
  • Excellent written and verbal communication skills.
  • Proficiency in compliance and AML software tools, as well as Microsoft Office.
  • Relevant qualifications in Compliance, Risk Management, or Financial Services Regulation preferred.
  • Ability to work independently while supporting a global compliance team.

What We Offer:
  • Competitive salary aligned with UK standards.
  • Opportunity to work within a reputable UK organisation with international exposure.
  • Career growth within a regulated and professional environment.
  • Modern, collaborative office environment in Cape Town CBD.
  • Supportive team culture and ongoing professional development.
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Compliance and Risk Monitor

Cape Town, Western Cape Conova Recruitment

Posted 11 days ago

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Job Description

Key Responsibilities:
  • Execute risk-based compliance monitoring plans aligned with the organisations compliance coverage plan.
  • Conduct regular monitoring of processes and controls to assess compliance with internal policies and external obligations.
  • Identify and report instances of non-compliance, compliance exposures, and non-conformance.
  • Prepare and present monitoring reports
  • Support the development and maintenance of compliance risk profiles and compliance risk management plans (CRMPs).
  • Evaluate the effectiveness of compliance controls and recommend improvements.
  • Assist in identifying and assessing compliance risks, including inherent and residual risks, and contribute to the organisations compliance risk response strategies.
  • Collaborate with line management and other assurance providers to ensure a combined assurance approach.
  • Engage with compliance role players and stakeholders to communicate monitoring outcomes and support remediation efforts.
  • Stay abreast of changes in the compliance universe and regulatory landscape.
  • Monitor the external context (e.g., legal, political, economic) for emerging compliance risks and obligations.
Requirements:
  • Bachelors degree in Law, Risk Management, Compliance, or related field.
  • Minimum 3 years experience in compliance, risk, or audit within the corporate South African financial services, corporate sector.
  • Strong analytical and investigative skills.
  • Excellent report writing and presentation abilities.
  • High attention to detail and organisational skills.
  • Ability to work independently and maintain objectivity and independence.
  • Effective communication and stakeholder engagement skills.
  • Proficiency in compliance monitoring tools and systems.
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Conveyancing Attorney - RISK AND COMPLIANCE

Cape Town, Western Cape Bridgena Barnard & Associates

Posted 9 days ago

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Specialist firm in Property requires the skills of an experienced Admitted Attorney (2 Years) and conveyancer to join the management team

Grade 12
Valid Drivers and own vehicle
LLB, Admitted and qualified Conveyancer
Min. 2 years experience as an admitted attorney;
Able to identify risk
Manage a process and comply with legislation, stakeholder requirements etc
Willing to travel when needed
Remuneration market related and negotiable
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Compliance Officer

Claremont, Western Cape CA Financial Appointments

Posted 21 days ago

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Are you wanting to start your career in Compliance? If so, this is an amazing opportunity to get trained up in a 3 year programme whilst working for my client on a full time basis. The client is a boutique Wealth team where you are not just a number. If this is you, please apply!

Why join this team?

  • Join a small, client-focused asset management firm
  • Supportive environment that values integrity, proactive solutions, and professional growth

What you will be doing:

  • Assist advisors with FICA compliance documentation
  • Review and suggest improvements to client onboarding processes
  • Provide weekly process feedback in staff meetings
  • Support admin staff with certain transactions
  • Complete ongoing online compliance awareness training
  • Participate in quarterly compliance assessments
  • Attend monthly compliance training sessions
  • Research compliance-related topics as needed

What we are looking for:

  • Relevant BComm degree
  • Strong commitment to building a career in compliance
  • Motivated, detail-oriented, and eager to learn
  • Ability to work full-time with daily office attendance

Benefits and unique aspects:

  • Direct mentorship from a senior compliance officer
  • Career progression into an authorised compliance officer role

Please note if you haven't heard back from us within two weeks of submitting your application, unfortunately your application has not been successful this time. We'd still love to stay connected, follow us online and keep an eye out for future opportunities that match your profile.

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