344 Implementing Security Policies jobs in South Africa

Overview

Relevant Legal / Commercial / Audit qualification

Compliance Practitioner (CPRAC) Qualification

5 years compliance / Risk Management related experience

Market analysis research

General business management knowledge

Experience in developing and implementing compliance policies and procedures

Correspondence will only be conducted with shortlisted candidates. Should you not hear from us within 3 days, please consider your application unsuccessful

Full Time

Company Social

We're hiring a Compliance Officer to oversee regulatory compliance across our clients. This role involves advising management on regulatory matters, monitoring legislative changes, and ensuring that our internal processes align with applicable laws and industry standards.

What You'll Do :

• Compile compliance reports for stakeholders.
• Implement and maintain the compliance risk and AML monitoring plan.
• Monitor, interpret, and apply new and existing legislation.
• Respond to compliance queries and manage related projects.
• Ensure ongoing FAIS and TCF compliance, including maintaining the required registers and manuals.

What You'll Bring :

• Legal or Finance Degree
• Compliance Officer (RE1 certified)
• Minimum 5 years of experience
• Experience in financial services
• Strong knowledge of FICA, FAIS, CISCA, and ASISA codes

Looking to make an impact in a regulatory-focused role? Apply now or reach out to learn more.

Required Experience : Unclear Seniority

Key Skills :

Compliance Management, Risk Management, Financial Services, PCI, Banking, Cost Accounting Standards, Quality Systems, Research Experience, NIST Standards, Securities Law, SOX, ISO 27000

Employment Type : Full-Time

Vacancy : 1

Reference: PE -HP -2

Our Client, a national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs), develops and delivers unique compliance, risk management, practice management, and business intelligence services.

Two vacancies exist within the current structure, which requires an experienced Compliance Officer to be based in the Port Elizabeth and East London offices , respectively.

Reporting to the Regional Manager, performance areas include, but are not limited to:

• To effectively deliver quality compliance and risk management service to our clients at a regional level.
• Adherence to the compliance requirements as dictated by the FSCA.
• To grow the Company's Eastern Cape client base by marketing all the company's services to non-company clients.
• To market all services to the existing company client base.
• To assist the company regionally with Virtual Compliance, Risk Management, Implementation, and other Sales Projects.
• Outsourced compliance function delivered to financial services clients and other FICA-accountable institutions.
• Fulfil compliance function required in terms of FAIS, FICA, and other applicable legislation and business requirements.
• Establish a culture of compliance and provide a compliance risk framework to clients.
• Assist clients to achieve the TCF outcomes.
• Perform all functions to the standard and deadlines set by the Regional Manager.
• Provide clients with high quality, personalised, and substantive reports.
• Include clients in compliance processes and provide post-monitoring feedback.
• Maintain records as required by the business.
• Display behaviour and attitudes which positively contribute to the well-being and development of the regional team, the company, and its clients.
• Sourcing and signing up of new clients.

• Matric essential.
• Tertiary Diploma (minimum of NQF level 5) or Degree in Legal/Accounting/Financial is essential.
• A FSCA (FSB) recognised qualification is advantageous.
• Registered Category I (Category II if possible) Compliance registered Officer with the FSCA.
• Minimum 5 years’ experience in compliance or risk management within the financial services industry.
• A good working knowledge of compliance legislation viz FICA and FAIS.
• Understanding and knowledge of risk management principles.
• Computer literate (MS Office Suite).
• Open to SA citizens with a clear criminal and credit history.
• Valid unendorsed Driver’s License, with own vehicle (preferred).

• Must possess an ownership mentality and a willingness to take responsibility for tasks through to completion.
• Attention to detail, goal-oriented, and a desire to achieve your objectives.
• Highly organised, good at multi-tasking, and able to deal with people at all levels.
• Exceptional verbal and written communication skills.
• Ability to work under pressure, independently, and as part of a team.
• Proficient presentation skills.

Port Elizabeth or East London

Financial Services Industry

3-5+ years

Permanent, full-time

Open

Monday to Friday, 08H00 - 16H30

Market-related basic (Pension Included) + Commission and Annual Performance Bonus.

Shortlisted candidates may be expected to complete and pass assessments before moving to the next stage of the recruitment process.
Should you not be contacted within two weeks, please consider your application unsuccessful.

Job Title: Compliance Officer

Company: GED Africa

Location: Democratic Republic of Congo, Mauritius, Zambia.

Responsibilities:

1. Ensure compliance with regulatory requirements.
2. Conduct audits and assessments.
3. Develop and implement compliance policies.
4. Provide training and support to staff.

Qualifications:

1. Bachelor's degree in a relevant field.
2. Minimum of 3 years of experience in compliance.
3. Strong analytical and communication skills.

Ready to make your mark in a leading financial services environment? We're looking for a confident and registered Compliance Officer to join a well-established team driving compliance excellence across South Africa.
This role offers a mix of head-office responsibility and regional impact ideal for someone who enjoys variety, independence, and the chance to make real contributions across branches in Kimberley, PE, Bloem, and beyond.

About the role:

As a Compliance Officer, you'll ensure key regulatory frameworks (FAIS, FICA, and more) are implemented, maintained, and monitored across the business. You'll manage compliance projects end-to-end and advise on risk while keeping stakeholders and the regulator aligned through clear reporting and expert guidance

• Maintain and implement the Compliance Risk Management and Monitoring Plan
• Compile compliance reports for internal teams, clients, and regulators
• Interpret and apply new legislation across the business
• Review marketing materials per Board Notice 92 standards
• Manage FAIS compliance processes and key individual/rep registers
• Support and advise on TCF (Treating Customers Fairly) outcomes

• BCom Law or LLB qualification (essential)
• RE 1 certification
• FSCA-registered CAT 1 Compliance Officer (CAT 2 preferred)
• 3-4 years' experience in financial services compliance
• Solid understanding of FAIS, FICA, and related legislation
• Own vehicle and valid driver's license, must be willing to travel across the country (fully compensated)

• Competitive salary
• Opportunity to work across multiple branches , variety and visibility
• Supportive compliance team with room to grow
• Travel costs covered for regional visits

Let's connect!
If you're ready to bring your UK VAT expertise to a fast-paced, global setting apply now.If you don't hear back from us within 2 weeks of applying, please consider your application unsuccessful. But stay in touch follow us online and keep an eye out for future opportunities.

• Professional certification, such as CCO (Certified Compliance Officer), may be preferred or required
• Strong knowledge of relevant laws, regulations, and standards in food safety
• Ability to analyse complex regulations and identify potential compliance risks.
• Excellent communication and interpersonal skills.
• Ability to develop and implement effective compliance solutions.
• Strong attention to detail and ability to maintain accurate records.

• Monitor and analyse regulations: Stay up to date with changes in laws, regulations, and food standards that affect the organization.
• Develop and implement compliance policies: Create and implement policies and procedures to ensure compliance with relevant regulations.
• Conduct risk assessments: Identify potential compliance risks and develop strategies to mitigate them.
• Train employees: Educate employees on compliance policies and procedures.
• Investigate and respond to compliance issues: Investigate and respond to compliance issues, including conducting internal audits and investigations.
• Collaborate with other departments: Work with other departments, such as legal, risk, health and safety management, and internal audit, to ensure compliance.
• Report to management and regulatory bodies: Provide reports to management and regulatory bodies on compliance issues and progress.

Are you wanting to start your career in Compliance? If so, this is an amazing opportunity to get trained up in a 3 year programme whilst working for my client on a full time basis. The client is a boutique Wealth team where you are not just a number. If this is you, please apply!

Why join this team?

• Join a small, client-focused asset management firm
• Supportive environment that values integrity, proactive solutions, and professional growth

What you will be doing:

• Assist advisors with FICA compliance documentation
• Review and suggest improvements to client onboarding processes
• Provide weekly process feedback in staff meetings
• Support admin staff with certain transactions
• Complete ongoing online compliance awareness training
• Participate in quarterly compliance assessments
• Attend monthly compliance training sessions
• Research compliance-related topics as needed

What we are looking for:

• Relevant BComm degree
• Strong commitment to building a career in compliance
• Motivated, detail-oriented, and eager to learn
• Ability to work full-time with daily office attendance

Benefits and unique aspects:

• Direct mentorship from a senior compliance officer
• Career progression into an authorised compliance officer role

Please note if you haven't heard back from us within two weeks of submitting your application, unfortunately your application has not been successful this time. We'd still love to stay connected, follow us online and keep an eye out for future opportunities that match your profile.

Come and play a key role in a leading financial services team as their Compliance Officer. This role is responsible for the regulatory compliance, and calls for a regulatory Compliance Officer who has strong Pension Funds Act, FICA and FAIS compliance experience and who is a FAIS Registered Compliance officer for CAT1 products.

• Great opportunity to step into a key compliance role within a respected financial services environment
• Take the lead in ensuring the business meets critical regulatory requirements while promoting a strong culture of compliance
• ideal for someone who thrives on responsibility and wants to make a tangible impact

• Act as the appointed FAIS Compliance Officer (Cat I FSP), FIC MLRO, and S13B Compliance Officer
• Monitor and plan FAIS compliance across relevant entities
• Oversee CPD, COB, and PST requirements for all representatives and KIs
• Monitor and report on supervision of representatives under supervision
• Stay current with AML legislation and assist with FIC reporting
• Conduct ongoing FICA monitoring
• Plan and implement internal compliance training
• Manage and submit various regulatory submissions and reports
• Liaise with the FSCA for licensing requirements
• Provide other regulatory compliance services as needed

• Degree or Postgraduate Qualification, along with RE 1 and RE 5 certifications
• 3-5 years' experience within the related eegulatory compliance within financial services
• Registered FAIS Compliance Officer for Cat I

• Key role in a highly regulated, dynamic environment
• Direct interaction with regulators and senior management
• Exposure to multiple regulatory frameworks (FAIS, FICA, PFA)

Please note if you haven't heard back from us within two weeks of submitting your application, unfortunately your application has not been successful this time. We'd still love to stay connected, follow us online and keep an eye out for future opportunities that match your profile.