53 Compliance Analyst jobs in South Africa

Department Description
The Investment Compliance team ("IC") is part of the Assurance function for the Allan Gray Group ("the Group") and is accountable for first-line portfolio compliance and monitoring, as well as second-line monitoring and assurance of investment and trading controls. IC's core responsibility is to ensure that all investments made by the Group follow the specific rules and limits set by clients, regulations, and internal policies.

Additionally, IC provides compliance guidance and support to the Group's investment related functions. The team plays a key role identifying, analysing, and managing investment risk across the Group's client portfolios. To do this effectively, IC is responsible for operationalising all client, regulatory and internal investment restrictions, leveraging Charles River IMS ("CRIMS").

Role Responsibilities

• Providing guidance to the Investment Team, Trading, Institutional Client Services, and regional offices on permissible investment instruments and the applicable limits across relevant instruments and asset classes
• Research and interpret investment limits related to new legislation or emerging markets.
• Evaluate existing IC controls and recommend improvements to enhance efficiency and effectiveness.
• Implement, and maintain systems and processes to ensure adherence to all applicable investment restrictions.
• Monitor portfolio compliance using CRIMS.
• Develop and maintain rule coding within CRIMS to reflect client, regulatory, and internal investment limits.
• Conduct data analysis and prepare reports to support compliance oversight and decision-making.

Working Relationships / stakeholders

• Portfolio Managers and Traders
• Legal, Risk & Compliance teams
• Institutional IT
• Institutional Client Services
• Investment Accounting & Data Management
• Reporting teams

Competencies

• Strong logical reasoning and sound decision-making
• Excellent verbal, written, and interpersonal communication skills
• Quick to grasp new concepts and adapt to changing environments
• Highly resilient and able to thrive under pressure
• Strong analytical mindset with keen attention to detail and problem-solving abilities
• Naturally inquisitive, with an investigative approach and the confidence to challenge constructively across teams
• Proven ability to make well-reasoned, logical decisions

Qualifications And Experience

• A relevant degree in Business/ Commerce or Information Technology with a strong academic performance
• Investment or finance related study (e.g. CFA, while not a prerequisite, is advantageous)
• 3 years' working experience in financial services with a focus on investments

Role details
Based at 1 Silo, V&A, Cape Town.

Closing date is 18 September 2025.

Please include your Matric certificate and University transcripts.

Key Responsibilities:

• Drafting summaries of regulatory changes and their impact on the business
• Assisting SA/RoA operations with lobbying efforts and preparing comments on behalf of TFG in respect of regulatory changes
• Preparing reports on a monthly, quarterly basis regarding compliance matters
• Maintenance of the relevant Compliance Risk Management Plans
• Executing on monitoring plans
• Innovation and testing of new tech for the legal compliance team
• Assist with the preparation of regulatory filings
• Facilitate legal compliance, monitoring and reporting in relation to the National Credit Act, Financial Intelligence, Consumer Protection Act and Financial Services Related legislation
• This role will also assist with facilitating and managing legal compliance in RoA
• Monitoring TFG customer complaints systems and complaints to external bodies on TFG
• Be appointed as a money laundering officer in terms of FICA and responsible for reporting

Qualifications and Experience:

• LLB/Legal qualification (essential)
• Admitted attorney
• Minimum 2-3 years' experience
• Professional, excellent written and verbal communication skills, the ability to apply the law practically and a good eye for detail
• Skilled in MS Office suite of products
• Previous work experience requiring independence, being organised and managing competing responsibilities.
• Ability to build and value relationships
• Even temper, curious mind and excited to get involved in taking compliance digital

Skills:

• Organised and thorough
• Administratively strong with high attention to detail and accuracy
• Computer proficiency in MS office (Excel, Word & Outlook)
• Business Case Contribution
• In-Depth Questioning
• Perform Gap Analysis
• Data control
• Document management
• Digital Library Management
• Presentation Creation 3

Behaviours:

• Conveys information and communicates ideas in a clear, concise and impactful manner
• Effectively works with others to achieve shared goals
• Consistently makes timely, well-rounded and informed decisions
• Leverages new technology to enhance productivity, improve problem solving, and support business growth
• Inspires, motivates and empowers individuals to go above and beyond for the benefit of the team and the organisation
• Develops plans and prioritises initiatives that align to the organisational goals and objectives
• Assesses and improves the efficiency, effectiveness, and quality of various work processes
• Quickly adapts and acquires new knowledge, skills, and competencies in a rapidly changing environment
• Interprets and simplifies complex and contradictory information when resolving organisational problems
• Takes accountability and ensures others are held to account on agreed upon performance targets
• Sets ambitious goals and takes focused action to achieve desired outcomes to deliver measurable results

Preference will be given, but not limited to candidates from designated groups in terms of the Employment Equity Act.

Closing Date

2025/11/30

Reference Number

COR

Job Title

Trade Compliance Analyst

Job Type Classification

Permanent

Location - Country

South Africa

Location - Province

Western Cape

Location - Town / City

Claremont, Cape Town

Job Description

Assume responsibility for the efficient functioning of the day-to-day responsibilities of the investment compliance area. Interact with the compliance team and dealing team on the interpretation and implication of compliance on the various areas of the investment compliance function.

Duties and Responsibilities

The position focuses on the following main tasks, but not restricted to the below, and which will be applied to clients and prospective clients of the Group.

Main Tasks:

1. Dealing with all the pre-trade and post-trade compliance aspects (including but not limited to monitoring and reporting) in relation to regulatory requirements, industry guidelines and investment mandates.

2. Daily system / technical responsibilities:

3. Daily instrument maintenance

4. Rule loading and maintenance

5. General maintenance of compliance systems

6. Daily breach monitoring

7. Breach monitoring

8. Regulatory reporting

9. General queries

10. Understanding of investment restrictions for various areas in the business.

11. Understanding of investment management data sets including, but not limited to, portfolio valuation and trade data.

Ideal Experience

• 2 – 3 years' experience in breach management and / asset management compliance will be a distinct advantage.

• Other relevant compliance/ financial services industry training; experience in financial services industry, in particular, asset management industry with sound knowledge of investment instruments and products.

Ideal Qualifications

• Relevant legal or financial qualification, e.g. BBusSci or B.Com. LLB

Most Important Attribute

• Excellent interpretation skills coupled with a business and problem-solving orientation.

Systems Knowledge

• Advanced skills in MS Excel essential.

• Bloomberg or similar compliance systems experience is an advantage.

Assume responsibility for the efficient functioning of the day-to-day responsibilities of the investment compliance area. Interact with the compliance team and dealing team on the interpretation and implication of compliance on the various areas of the investment compliance function.

The position focuses on the following main tasks, but not restricted to the below, and which will be applied to clients and prospective clients of the Group.

Main Tasks:

1. Dealing with all the pre-trade and post-trade compliance aspects (including but not limited to monitoring and reporting) in relation to regulatory requirements, industry guidelines and investment mandates.

2. Daily system / technical responsibilities:

3. Daily instrument maintenance

4. Rule loading and maintenance
5. General maintenance of compliance systems
6. Daily breach monitoring
7. Breach monitoring
8. Regulatory reporting

9. General queries

10. Understanding of investment restrictions for various areas in the business.

11. Understanding of investment management data sets including, but not limited to, portfolio valuation and trade data.

• 2 – 3 years' experience in breach management and / asset management compliance will be a distinct advantage.
• Other relevant compliance/ financial services industry training; experience in financial services industry, in particular, asset management industry with sound knowledge of investment instruments and products.

• Relevant legal or financial qualification, e.g. BBusSci or B.Com. LLB

• Excellent interpretation skills coupled with a business and problem-solving orientation.

• Advanced skills in MS Excel essential.
• Bloomberg or similar compliance systems experience is an advantage.

The Investment Compliance team ("IC") is part of the Assurance function for the Allan Gray Group ("the Group") and is accountable for first-line portfolio compliance and monitoring, as well as second-line monitoring and assurance of investment and trading controls. IC's core responsibility is to ensure that all investments made by the Group follow the specific rules and limits set by clients, regulations, and internal policies.

Additionally, IC provides compliance guidance and support to the Group's investment related functions. The team plays a key role identifying, analysing, and managing investment risk across the Group's client portfolios. To do this effectively, IC is responsible for operationalising all client, regulatory and internal investment restrictions, leveraging Charles River IMS ("CRIMS").

• Providing guidance to the Investment Team, Trading, Institutional Client Services, and regional offices on permissible investment instruments and the applicable limits across relevant instruments and asset classes
• Research and interpret investment limits related to new legislation or emerging markets.
• Evaluate existing IC controls and recommend improvements to enhance efficiency and effectiveness.
• Implement, and maintain systems and processes to ensure adherence to all applicable investment restrictions.
• Monitor portfolio compliance using CRIMS.
• Develop and maintain rule coding within CRIMS to reflect client, regulatory, and internal investment limits.
• Conduct data analysis and prepare reports to support compliance oversight and decision-making.

Working Relationships / stakeholders

• Portfolio Managers and Traders
• Legal, Risk & Compliance teams
• Institutional IT
• Institutional Client Services
• Investment Accounting & Data Management
• Reporting teams

• Strong logical reasoning and sound decision-making
• Excellent verbal, written, and interpersonal communication skills
• Quick to grasp new concepts and adapt to changing environments
• Highly resilient and able to thrive under pressure
• Strong analytical mindset with keen attention to detail and problem-solving abilities
• Naturally inquisitive, with an investigative approach and the confidence to challenge constructively across teams
• Proven ability to make well-reasoned, logical decisions

• A relevant degree in Business/ Commerce or Information Technology with a strong academic performance
• Investment or finance related study (e.g. CFA, while not a prerequisite, is advantageous)
• 3 years' working experience in financial services with a focus on investments

Based at 1 Silo, V&A, Cape Town.

Closing date is 18 September 2025.

Please include your Matric certificate and University transcripts.

• Conduct KYC reviews and client due diligence in line with FCA and FSCA regulations.
• Perform AML and sanctions screening using approved systems and databases.
• Monitor client onboarding and ongoing compliance processes for accuracy and completeness.
• Identify, escalate, and report potential compliance or regulatory breaches.
• Maintain detailed compliance and risk records in accordance with company policy.
• Support the Head of Compliance in audit preparation, documentation, and regulatory reporting.
• Assist in reviewing and updating internal compliance policies and procedures.
• Collaborate with business development, underwriting, and claims teams to ensure full compliance throughout the client lifecycle.
• Stay abreast of relevant regulatory changes and industry best practices in both UK and South African jurisdictions.

• Minimum of 35 years experience in compliance, AML, or KYC within financial services, insurance, or banking .
• In-depth understanding of FCA , FSCA , AML , and data protection regulations .
• Experience conducting due diligence, risk assessments, and sanctions checks.
• Strong analytical and investigative skills with exceptional attention to detail.
• High level of integrity and confidentiality in handling sensitive data.
• Excellent written and verbal communication skills.
• Proficiency in compliance and AML software tools, as well as Microsoft Office.
• Relevant qualifications in Compliance, Risk Management, or Financial Services Regulation preferred.
• Ability to work independently while supporting a global compliance team.

• Competitive salary aligned with UK standards.
• Opportunity to work within a reputable UK organisation with international exposure.
• Career growth within a regulated and professional environment.
• Modern, collaborative office environment in Cape Town CBD.
• Supportive team culture and ongoing professional development.

Kick-start your career in the online gaming world and experience the very latest in technology and innovation.

Job title:
Junior Advisory Compliance Analyst

Department:
Compliance & Risk

Reporting to:
Regional Advisory Compliance Manager

Who We Are
We're part of Super Group, the NYSE-listed digital gaming company behind some of the world's leading Sports and iGaming brands.

Our journey at Osiris Trading started in 1999 with a handful of brilliant individuals and some very big picture thinking. Now, we are an ever-growing community of 300+ talented and exceptional people at the forefront of the vast and competitive world. Our expertise lies in marketing, customer service and technology.

Who We're Looking For
We're on a thrilling journey of growth and innovation, and we need passionate, driven individuals to join us. At Osiris, every day is action-packed, and we expect you to bring your A-game. In return, you'll find a supportive environment where your skills can flourish and your career can soar.

Ready to become a game-changer? Supercharge your career with us and be part of something extraordinary.

Why we need you
We're on a mission to create extraordinary experiences for our customers, and we believe that your unique skills, passion and superdrive will help us achieve our vision.

The Analyst will serve as a generalist who will assist in the administration of ongoing compliance advisory activities and reporting of results, track issues and initiatives, and assist in the review of regulatory delta.

What You'll Be Doing
As part of your role, your responsibilities will include:

• Assist the Compliance Analyst with designing, implementation and maintain all administrative processes and procedures.
• Assist with license applications and renewals as and when the need arises.
• Administer central document repository.
• Stay up-to-date with relevant statutory- and regulatory requirements
• Assist with Tax and Regulatory research.
• Assist with internal and external audit processes.
• Manage all communication with various stakeholders in an efficient manner.
• Keep abreast of internal standards and business objectives.
• Any ad hoc functions as required by the Compliance team.

This job description is not intended to be an exhaustive list of responsibilities. You may be required to complete other reasonable duties in order to achieve business objectives.

Essential Skills You'll Bring To The Table
The necessary skills that we require for this role include:

• Minimum 2 years of experience in the field of regulatory compliance and/or with the implementation of internal system of controls
• Degree or equivalent qualification in Compliance, Legal or Audit
• Knowledge of regulatory requirements and controls
• Ability to work with multiple jurisdictions and company stakeholders
• Strong verbal and written communication skills, with the ability to convey complex ideas clearly and effectively
• Experience working collaboratively in cross-functional teams, with a focus on achieving shared goals
• Expertise in managing multiple projects simultaneously, with a track record of delivering on time and within scope
• Exceptional attention to detail, ensuring high standards of quality in all outputs
• Ability to adapt quickly to changing environments and priorities, maintaining effectiveness in dynamic situations

Desirable Skills You've Got Up Your Sleeve
It would be great if you also have some of the following skills:

• In-depth knowledge of sports betting markets, including odds calculation, betting types and market trends
• Previous experience in the online gaming or casino industry, with a strong understanding of player behaviour and industry regulations
• Familiarity with gambling regulations and compliance requirements in various jurisdictions, ensuring adherence to legal standards
• Computer literacy and proficiency in Microsoft Office Suite (Word, Excel, Project, PowerPoint)
• Ability to use pivot tables and work with an advanced statistical database and statistical methods and functions.

Our values are non-negotiables
Our culture is underpinned by core values that are linked to key behavioural competencies. Along with the below behavioural competencies, these are essential for all employees in order for you to embed in and drive our culture forward.

These competencies are:

• Adaptability
• Ownership and accountability
• Initiating action
• Resilience
• Team orientation
• Integrity
• Innovation

What You'll Get Back
We offer a great variety of personal and professional benefits to help you thrive at Osiris and Super Group. This includes:

• We're dedicated to your supergrowth. Our comprehensive learning and development programmes give you a range of resources and opportunities to expand your skills and advance your career.
• Your hard work and achievements won't go unnoticed. Our innovative Performance Tool ensures you receive regular, constructive feedback, helping you to continuously improve and reach your full potential.
• Our Employee Assistance programme offers a variety of benefits which you and your family can benefit from.

Be part of that Superclass feeling
At Super Group, diversity is part of our DNA. With teams across 16 countries, 85 nationalities, and 27 languages, we take equal opportunities seriously, championing a supportive, inclusive and empowering environment wherever you are in the Group.

It's all about putting your experience first and ensuring honesty and fairness in all we do. Here, your growth is supported and your contributions valued.

Game on

• Please note we will apply relevance to our Talent Management and Talent Development Programme as part of our recruitment process.
• Shortlisted candidates may need to complete an assessment.

This position requires trust and honesty it has access to customers financial details - therefore a credit and criminal record check will be conducted. The qualifications identified herein are an inherent job requirement; therefore, a qualification verification check will be done. By applying for this role, and supplying the necessary details, you hereby grant us permission to apply for these checks. This will be done in a confidential manner, and solely for the purposes of verification.

Should you not hear from us within 2 weeks, please deem your application as unsuccessful.

The perfect place to work, play and grow

Location: Remotely in South Africa

Hours: ( 8am - 5pm UK time )

Salary: R28 000 per month (Depending on experience)

The main purpose of this role is to provide support to the Senior Compliance Officer ensuring that the firm adheres to its regulatory and legal requirements. In addition to this is to work in collaboration with the overall Operations Team to ensure timely settlement of trades and subsequent payment instructions. Within this role is the requirement to enhance

external client service and communication. As part of the Operations Team other duties that must be managed to enable the smooth running of the overall operational function.

Responsibilities:

• Assist the Senior Compliance Officer in ensuring the firm's compliance framework and regulatory obligations
• Client onboarding, performing CDD & EDD checks and SoF & SoW checks.
• Transaction monitoring on a live and retrospective basis, escalating concerns or suspicions in line with internal processes.
• Manage internal screening, reviewing matches on PEP, adverse media, sanctions lists.
• Liaise with prospects and clients to obtain the necessary KYC documentation.
• Perform periodic reviews on existing clients to ensure KYC is up-to-date.
• Be a point of contact within the firm on compliance and onboarding-related matters.
• Onboarding of affiliates and referring partners, conducting relevant checks.
• Assist counterparty and partner banks by coordinating and responding to Requests for Information (RFIs) as part of their ongoing monitoring processes.
• Manage and process updates to existing client information, ensuring all changes are accurately reflected across internal systems in accordance with operational procedures and compliance requirements.

Other Responsibilities:

• Make recommendations to streamline compliance processes and enhance controls.
• Prepare reports for senior management when requested that relate to compliance activities.
• Assist and lead on various compliance-related projects that arise within the business.
• Cover duties during times of leave as directed from time to time.
• Any other duties which are of a similar nature to the above as directed by the business from time to time as the business continues to develop.

• Experience ensuring firm's compliance framework and regulatory obligations.
• Experience with client onboarding, performing CDD & EDD checks and SoF & SoW checks.
• Experience with transaction monitoring on a live and retrospective basis, escalating concerns or suspicions in line with internal processes.
• Experience managing internal screening, reviewing matches on PEP, adverse media, sanctions lists.
• Experience liaising with prospects and clients to obtain the necessary KYC documentation.
• Experience performing periodic reviews on existing clients to ensure KYC is up-to-date.
• Experience onboarding of affiliates and referring partners, conducting relevant checks.
• Experience with counterparty and partner banks by coordinating and responding to Requests for Information (RFIs) as part of their ongoing monitoring processes.
• Experience managing and process updates to existing client information, ensuring all changes are accurately reflected across internal systems in accordance with operational procedures and compliance requirements.

Make an impact with NTT DATA

Join a company that is pushing the boundaries of what is possible. We are renowned for our technical excellence and leading innovations, and for making a difference to our clients and society. Our workplace embraces diversity and inclusion – it's a place where you can grow, belong and thrive.

Your day at NTT DATA

The Associate Regulatory Compliance Analyst is an entry level role, responsible for playing a support role in the organization's efforts to comply with various international and/or regional laws, regulations, and industry standards relevant to the IT sector.

This role provides valuable assistance to the broader regulatory compliance team and gains practical experience in regulatory compliance activities.

This role supports with research and monitoring activities and assists in the development and implementation of regulatory compliance policies, procedures and processes.

An Associate Regulatory Compliance Analyst is instrumental in assisting the company with adhering to regulatory requirements and industry standards, ensuring that it operates within the bounds of applicable laws and regulations while minimizing legal risks and promoting ethical conduct.

This role works under the supervision of a manager or more experienced team member.

Key responsibilities:

• Conducts research on global and regional laws, regulations, and industry standards affecting the IT industry.
• Stays updated on regulatory changes and their potential impact on the company.
• Assists in the preparation and maintenance of compliance documentation and reports for internal and external stakeholders (may include regulatory filings, audit reports, and compliance records).
• Supports compliance monitoring activities by assisting in tracking compliance initiatives, conducting basic internal audits, and ensuring documentation is up to date.
• Assists in the review and updating of compliance policies, procedures, and guidelines to ensure alignment with legal and regulatory requirements.
• Maintains accurate records and databases related to compliance activities, including compliance training records and incident logs.
• Participates in compliance training programs to develop an understanding of compliance standards, regulations, and best practices.
• Contributes to the identification of potential compliance risks and vulnerabilities.
• Assists in the development of mitigation plans to cover potential risks and vulnerabilities.
• Assists in reviewing contracts, agreements, and partnerships for compliance with legal and regulatory obligations, focusing on basic contract terms.

To thrive in this role, you need to have:

• Familiarity with legal and regulatory frameworks relevant to the IT industry, including data protection laws, export controls, and industry-specific regulations.
• Analytical skills to interpret and apply complex legal and regulatory requirements.
• Effective written and verbal communication skills to convey compliance information to team members and stakeholders.
• Attention to detail to ensure accurate documentation and adherence to compliance standards.
• Ability to collaborate effectively with cross-functional teams and stakeholders.
• Aptitude for identifying compliance challenges and proposing potential solutions.
• Possesses high ethical standards and integrity, with a commitment to promoting a culture of compliance and ethics.
• Has data analysis skills to assist in compliance monitoring and reporting.
• Ability to work independently or as part of a team.
• Has organizational and time management skills, together with effective planning and problem-solving skills.

Academic qualifications and certifications:

• Bachelor's degree or equivalent in law, business, compliance, or a related field.
• Relevant certifications in compliance, such as Certified Compliance and Ethics Professional (CCEP), Certified Information Systems Security Professional (CISSP), or Certified Regulatory Compliance Manager (CRCM).

Required experience:

• Entry level of knowledge of relevant laws and regulations, including data protection laws, antitrust regulations, export controls, and industry-specific regulations.
• Entry level of experience in compliance, legal, or regulatory roles within the IT industry or a related field.
• Entry level of experience with compliance auditing, reporting, and documentation.
• Entry level of experience working within a global matrixed organization, preferably within the IT services industry.

Workplace type:

Hybrid Working

About NTT DATA

NTT DATA is a $30+ billion trusted global innovator of business and technology services. We serve 75% of the Fortune Global 100 and are committed to helping clients innovate, optimize and transform for long-term success. We invest over $3.6 billion each year in R&D to help organizations and society move confidently and sustainably into the digital future. As a Global Top Employer, we have diverse experts in more than 50 countries and a robust partner ecosystem of established and start-up companies. Our services include business and technology consulting, data and artificial intelligence, industry solutions, as well as the development, implementation and management of applications, infrastructure, and connectivity. We are also one of the leading providers of digital and AI infrastructure in the world. NTT DATA is part of NTT Group and headquartered in Tokyo.

Equal Opportunity Employer

NTT DATA is proud to be an Equal Opportunity Employer with a global culture that embraces diversity. We are committed to providing an environment free of unfair discrimination and harassment. We do not discriminate based on age, race, colour, gender, sexual orientation, religion, nationality, disability, pregnancy, marital status, veteran status, or any other protected category. Join our growing global team and accelerate your career with us. Apply today.