8 Capitec Bank jobs in Stellenbosch
Compliance Monitoring Officer (Financial Services)
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Junior Compliance Officer (Financial Services)
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Compliance Monitoring Officer (Financial Services)
Posted 12 days ago
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Compliance Monitoring Officer (Financial Services)
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Permanent
SW
Finance
Insurance
Legal
Western Cape , Somerset West
A well established international financial services concern with offices in Somerset West is seeking a Compliance Monitoring Officer who will plays a crucial role in protecting the company by ensuring the company’s Policies, Procedures and Controls (P,P&Cs) are in line with all relevant regulations and laws.
As the Compliance Monitoring Officer, you will conduct sampling to ensure the company adheres to its Policies, Procedures and Controls with the use of the Compliance Monitoring Programme and Periodic Reviews. The post holder will be working as a member of the Compliance Team based in the South African office and reports to the Team Leader, Compliance
Key Duties and Responsibilities:
- Ensuring that client’s due diligence is collected to the appropriate standard in line with our internal policies and procedures.
- Conduct Periodic Reviews, record any deficiencies and generate action points for remediation.
- Conduct client screening using our screening system and open-source searches.
- Monitor and analyse the results of the automated ongoing screening system and conducting research on relevant parties where potential adverse matches are identified.
- Conduct compliance monitoring in accordance with the compliance monitoring programme, to ensure compliance with all regulatory requirements and AML/CFT/CPF, record deficiencies and generate remediating action points.
- Assist in the development, implementation, and continuous improvement of internal policies and procedures to ensure operational efficiency and compliance
- Assist in the development and delivery of training materials for staff members on compliance topics.
- Assist in providing day to day support/guidance to the staff as required in respect of compliance and AML/CFT/CPF matters.
- Participate in training sessions to increase your knowledge and understanding of the regulatory environment.
- Complete any other duties as and when required to drive business success.
- Assisting with the project management of new initiatives.
- Adopt and reflect company values
- Experience of working in a compliance environment.
- An ability to articulate complex issues in a clear and concise manner.
- An aptitude for problem solving.
- A methodical approach to tasks with a strong focus on attention to detail
- Experience in collating and summarising data.
- Excellent organisational skills; prioritising, achieving deadlines.
- Consistently work at the standard required by the team and business.
- A willing and flexible attitude to working hours to support team and business needs, as required.
- Compliance Team
- Directors
- Management Team
- Colleagues
Junior Compliance Officer (Financial Services)
Posted 12 days ago
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Job Description
Junior Compliance Officer (Financial Services)
-
Permanent
SW
Finance
Insurance
Legal
Somerset West, My client, an international financial services concern, is seeking to employ a Junior Compliance Officer who will be working as a member of the compliance team based in the South African office and will report directly to the Associate Director, Compliance.
Key duties and responsibilities include:
- Ensuring that client’s due diligence is collected to the appropriate standard in line with our internal policies and procedures
- Conduct Periodic Reviews, record any deficiencies and generate action points for remediation
- Assist in maintaining internal policies and procedures to ensure the company's compliance with its regulatory obligations
- Conduct client screening using our screening system and open-source searches
- Monitor and analyse the results of the automated ongoing screening system and conducting research on relevant parties where potential adverse matches are identified
- Provide day to day support/guidance to the staff as required in respect of compliance and AML/CFT/CPF matters
- Conduct compliance monitoring in accordance with the compliance monitoring programme, to ensure compliance with all regulatory requirements and AML/CFT/CPF, record deficiencies and generate remediating action points
- Assist in training to address identified trends and issues
- Maintain and update central compliance registers in a timely manner
- Contribute to the completion of regulatory returns and management reporting in both in South Africa and abroad.
- Complete any other duties as and when required to drive business success
- Assisting with the project management of new initiatives.
- Adopt and reflect the company values
- Matric plus relevant post matric qualification.
- A strong interest in compliance and a relevant educational background would be highly beneficial.
- An ability to articulate complex issues in a clear and concise manner
- An aptitude for problem solving
- A methodical approach to tasks with a strong focus on attention to detail
- Experience in collating and summarising data
- Excellent organisational skills; prioritising, achieving deadlines
- Consistently work at the standard required by the team and business
- A willing and flexible attitude to working hours to support team and business needs, as require
Independent Financial Services Sales Agent: Bellville
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Job Purpose
iMas Insurance Brokers is looking for Independent Insurance Sales Agent within Bellville and surrounding areas, with knowledge and experience in Life Insurance, specifically targeting the retail mass market. These individuals should be self-starters with an entrepreneurial flair and the capability to work independently.
Job Specifications
iMas Insurance Brokers provides you the benefit of:
- A well-established and reputable brand in our target market
- A lucrative commission split
- Compliance and admin office support
- Infrastructure to support sales activities
- Multiple product offerings
- Comprehensive financial wellness training programme
- Focusing on well-established networks in the retail mass market sectors
Minimum requirements
Our Independent Broker must comply with the minimum qualification and experience:
- Matric
- A tertiary qualification (advantageous)
- FSCA recognized qualification, as per FAIS requirements (advantageous)
- Regulatory Exam for Representatives (RE5) (advantageous)
- Minimum 1 year sales experience in the life insurance industry
- Clear ITC
- Clear criminal record
- Valid drivers license (advantageous)
Chief Financial Officer - Financial Services Industry (Insurance)
Posted 26 days ago
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Our client, a leading Financial Services Provider specializing in Insurance products, wants to appoint a Chief Financial Officer to oversee the Financial Management of the company. The successful person will also be responsible for the operational management of the company and must have some knowledge of, and experience in the insurance industry and the related products available in the market. A minimum of 3 to 5 years' experience as a Financial Manager in a Financial Services environment is required and qualified CA (SA) persons may apply.
Duties & ResponsibilitiesThe person will be responsible:
- to oversee and manage the financial records and reporting of the company.
- for the operational management, including people management of the company.
- Must be a qualified CA (SA) with at least 3 to 5 years post articles experience.
- At least one year experience in the Insurance Industry.
- Must have a keen interest in IT Systems.
- Fluent in Afrikaans and English with excellent communication skills.
- Good leadership skills.
- Excellent communication skills.
R50 000 to R90 000 per month ctc
#J-18808-LjbffrChief financial officer - financial services industry (insurance)
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Trust and Client Services Officer (Financial Servi
Posted 26 days ago
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The candidate will form part of the Client Services Team and encompass a wide range of administration duties to an existing portfolio of multi-member pension schemes, Portfolio trusts, EBT’s and Retirement Annuity Trust Schemes (RATs). In addition, the post holder will liaise with financial advisors, investment companies, clients, and business partners, as required, to ensure a high standard of client service is delivered at all times and report directly to the Private Client and Trust Manager.
Duties & ResponsibilitiesKey Duties and Responsibilities:
- Manage client questions and queries.
- Attend to all administrative tasks associated with and required by the deed and statutory legislation, accurately and in accordance with our Service Level Agreements (SLA).
- Remain abreast of pension and trust regulations.
- Appropriately store/input and reference all client documentation within the document management system and administration system.
- Ensure we meet CDD requirements for all members, reviewing files as and when required as per our policy.
- Record all client financial transactions, including investments, transfers, benefit payments, statutory payments, and fee charges.
- Ensure housekeeping, cases, and data capturing is completed accurately in relevant systems, i.e., Salesforce.
- A clear understanding of applicable Pension and Trust legislation and statutory reporting requirements.
- Experience in administering pension and trust schemes.
- An ability to read/research governance documents impacting a scheme/trust and apply appropriately.
- A logical approach to assessing productivity and implementing solutions.
- Calculating and informing on pension payment calculations and associated tax/lump sum/loan/benefit and drawdown payments.
- Investigate and prepare a response to complaints.
- Review and respond to billing queries.
- Ability to provide assistance with regulatory reporting.
- Ability to correspond with relevant tax offices to ensure efficient resolution of client queries.
- Act as a signatory, once approved, for the business.
- Support, coach, and guide colleagues in the performance of their duties.
- Complete any other duties as and when required to drive business success.
- Attend Management meetings on request or in the absence of the manager.
- Hold regular team meetings.
- Conduct annual appraisals, on request or in the absence of the manager.
- A relevant professional qualification or a willingness to study towards one.
- Working towards and meeting deadlines.
- Excellent organisational skills; prioritising, achieving deadlines, and driving business efficiency.
- Strong interpersonal skills.
- A proven ability to communicate at all levels, both in writing and verbally.
- An aptitude for applying attention to detail in all aspects of the role.
- A willing and flexible attitude to working hours to support team and business needs, as required.
- Relevant post-matric qualification (degree or diploma).
- 3-5 years relevant experience is desired.
- Relevant professional qualification - STEP is preferable.