184 Banking Compliance jobs in South Africa

Location: Sandton (Hybrid)

Contract: 12 months (with possibility of extension)

Are you a seasoned Business Analyst who thrives at the intersection of digital transformation, compliance, and client experience? We're looking for a Senior BA to join our high-impact Juristic Onboarding project a role where you'll shape the future of how businesses, trusts, and legal entities engage with digital banking.

As the Senior BA, you will drive end-to-end analysis, design, and optimisation of juristic client onboarding journeys. You'll partner with Compliance, IT, Operations, and Product teams to balance regulatory rigour with seamless client experiences.

Your work will directly influence how the bank manages KYC, AML, FICA compliance, and complex multi-entity onboarding, while contributing to a modern, digital-first client lifecycle.

• Strong understanding of juristic clients (companies, trusts, partnerships, etc.).
• Deep expertise in KYC/AML processes, FATF, and FICA compliance.
• Familiarity with business banking products lending, transactional accounts, treasury, forex.
• Process analysis & mapping: streamline onboarding journeys and workflows.
• Data analysis: SQL/Excel/BI tools to track onboarding performance (error rates, turnaround times, etc.).
• Hands-on with digital platforms
• Integration awareness: APIs, risk/credit systems, and document management platforms.
• Strong grasp of South African regulatory frameworks (FICA, POPIA, AML).
• Ability to identify risk & control gaps in onboarding processes.
• Skilled in stakeholder engagement across compliance, product, operations, and IT.
• Proficient in BRDs, user stories, acceptance criteria, and documentation.
• Change management: helping business users adapt to new platforms.
• Balanced problem-solving mindset: compliance-first but client-centric.

• 8-10 years as a BA in financial services/digital onboarding/compliance-driven environments.
• Agile/Scrum exposure: backlog refinement, user stories, sprint ceremonies.
• Hands-on experience in digital transformation projects and client onboarding initiatives.

• You're not just a BA who documents requirements you're a bridge-builder who can connect business, compliance, and technology while always keeping the client experience at the centre.
• If you're passionate about transforming onboarding journeys, navigating regulatory complexity, and driving digital innovation in banking, we'd love to meet you.

Apply Now and help us redefine how juristic clients onboard in the digital age.

Senior Compliance Officer, Transaction Banking

Business Segment: Group Functions

Location: ZA, GP, Johannesburg, Baker Street 30

To enable the execution of Compliance Risk Management processes and activities within a specific business unit and across all its jursidictions to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to the organisation and enable the competitive advantage of the organisation.

• Degree in Audit, Business Commerce, Legal, Finance, Bankingor related

• 8-10 years - The role requires a seasoned expert in Compliance with a sound knowledge of the relevant regulatory requirements and upcoming developments applicable to a specific business area as well as a solid understanding of banking products and activities.
• Exposure to cash management, trade finance and financial markets products would be advantageous.

OUTsurance has been propelling the South African insurance industry forward for the last 27 years. As leaders in the field, we’re always looking for innovative ways to create digitally advanced solutions, without losing sight of our human values. Our continued success can be attributed to outstanding employees who set the bar high with their energy and expertise.

The successful candidate will carry out the day-to-day Compliance Risk Management duties to ensure the company complies with regulatory requirements and internal policies.

What do you get OUT?

OUTsurance has been voted Top Employer South Africa since 2022. Our people vision is to be a great company to work for where you always get something OUT.

Job Description

Key outputs

• Providing support and technical guidance on legislative compliance matters and to assist with the implementing, development and maintaining of the Compliance Risk Management Framework.
• Assist with ensuring that all regulatory and compliance risks are identified, managed, mitigated and reported on and that the Chief Risk Officer, the Internal Risk Committee, the Board Risk Committee and the Board are made aware of such risks.
• Analyse current and forthcoming regulations, proposals and legislation and provide meaningful, detailed analysis.
• Providing support and guidance to management and senior management in responding to compliance matters and resolving queries.
• Ensure that the necessary compliance policies, frameworks, processes and procedures as well as compliance plans are executed on and continuously improved.
• Assist in compiling internal and external compliance reports.
• Assist in the recording of non-compliance matters identified and follow through on the agreed recommendations.
• Assist management to influence proposed legislative changes and projects initiated by the regulators and industry bodies.
• Engage and attend workgroups with external stakeholders such as SAIA or ASISA as well as with the Regulatory Authorities on a constant basis.
• Relationship management and interaction with internal stakeholders. Collaborates with other departments to direct compliance issues to appropriate existing channels for investigation and resolution.
• Assist, monitor, guide and coach staff on compliance matters.

Qualifications

Essential

• Law degree.
• At least 3 years’ experience in compliance risk management, guidance and monitoring.
• Demonstrate a practical understanding of all legislation applicable to an insurance and a financial service provider business, as well as related products.
• Proficient in MS Office Suite.
• Business writing skills.

Advantageous Qualifications and experience

• Post Graduate Diploma in Compliance Management.
• FAIS Cat I Licensed Compliance Officer.
• Demonstrable relationships with key stakeholders at Regulatory Authorities and industry associations.

Evidence of

• Strong analytical skills and ability to identify compliance risks and trends.
• Alignment to OUTsurance values.
• Personal drive and a positive attitude.
• Ability to be a self-starter and drive tasks to completion.

Competencies

• Communicate clearly and concisely.
• A team player with a flexible approach.
• Good people skills as well as being able to communicate well in all aspects of the company.
• Very strong interpersonal skills and the ability to build relationships.
• Problem-solving skills.
• A desire to learn and grow.
• Takes initiative and works under own direction.
• Upholds ethics and values and demonstrates high levels of integrity.
• Engage professionally.
• Methodically plans and organises tasks and projects.
• Works meticulously always demonstrating a very high level of attention to detail.
• Adapts and responds positively to change.
• The ability to multitask and handle stress.
• Strong MS Office skill.

In accordance with OUTsurance Group Employment Equity goals, preference will be given to individuals who meet the job requirements and are from the various designated groups.

Overview

Relevant Legal / Commercial / Audit qualification

Compliance Practitioner (CPRAC) Qualification

5 years compliance / Risk Management related experience

Market analysis research

General business management knowledge

Experience in developing and implementing compliance policies and procedures

Correspondence will only be conducted with shortlisted candidates. Should you not hear from us within 3 days, please consider your application unsuccessful

Full Time

Company Social

We're hiring a Compliance Officer to oversee regulatory compliance across our clients. This role involves advising management on regulatory matters, monitoring legislative changes, and ensuring that our internal processes align with applicable laws and industry standards.

What You'll Do :

• Compile compliance reports for stakeholders.
• Implement and maintain the compliance risk and AML monitoring plan.
• Monitor, interpret, and apply new and existing legislation.
• Respond to compliance queries and manage related projects.
• Ensure ongoing FAIS and TCF compliance, including maintaining the required registers and manuals.

What You'll Bring :

• Legal or Finance Degree
• Compliance Officer (RE1 certified)
• Minimum 5 years of experience
• Experience in financial services
• Strong knowledge of FICA, FAIS, CISCA, and ASISA codes

Looking to make an impact in a regulatory-focused role? Apply now or reach out to learn more.

Required Experience : Unclear Seniority

Key Skills :

Compliance Management, Risk Management, Financial Services, PCI, Banking, Cost Accounting Standards, Quality Systems, Research Experience, NIST Standards, Securities Law, SOX, ISO 27000

Employment Type : Full-Time

Vacancy : 1

Job Title: Compliance Officer

Job Location: Western Cape, Cape Town. Deadline: December 31, 2025. Quick Recommended Links

• Jobs by Location
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• An opportunity exists at Forvis Mazars Cape Town to provide support to the Quality and Risk Management Department.
• If you have the right experience, want to work for a key player in the industry and have the drive to succeed and to build the next step in your career, then we would love to hear from you.

AML Compliance and KYC Due Diligence :

• Assist in the management of a shared compliance mailbox (opening, scanning and / or action if necessary; acknowledgment of receipt, distributing mail, keeping records, clearing mailbox, following up).
• Assist the Compliance Manager with KYC reviews and ongoing due diligence.
• Assist the Compliance Manager with sanctions screening, PEP reviews and adverse media monitoring.
• Assist the Compliance Manager to ensure compliance with all local and international AML / CFT / PFT regulations.
• Knowledge on FIC legislation and FATF standards is pertinent to success in the role.
• Assist in FIC regulatory reporting and ensure compliance with internal risk frameworks.
• Provide regular updates to senior management on risk findings and compliance trends.
• Cross-Division Coordination
• Work closely with client-facing staff to support risk-based decision in relation to KYC and AML.
• Assist to maintain strong internal relationships to enhance compliance culture across the organisation.

Education :

• matric and / or a Compliance Certificate. Certificates preferred : GetSmart Compliance Essential or Compliance Management certification; ACAMS or ICA certification or a similar AML qualification.
• Degree or Diploma in Compliance Management, Commerce, Law or Administration is advantageous and preferred.

Experience :

• 3-5 years of experience in a high-pressured compliance environment.
• Compliance administration experience in banking or the financial service industry is advantageous.

Skills and competencies :

The ideal candidate possesses the following skills and competencies:

• High attention to detail and ability to meet deadlines in a compliance-driven environment.
• Repetitive tasks should be approached with consistency and accuracy.
• Staying informed about the latest laws and regulations affecting the industry i.e. enjoy reading and researching news / media sites.
• A willingness to collaborate with different departments and build strong relationships to strengthen compliance.
• An understanding of AML / CFT / PFT regulations and global compliance standards.
• Experience with KYC, AML, sanctions screening and PEP monitoring.
• Proactive approach to problem-solving.
• Ability to work unsupervised.
• Ability to follow instructions and procedures.
• Ability to prioritise daily tasks and requests, and management of daily workload to ensure that all tasks are completed for the day.
• Excellent verbal and written communication.
• Ability to multi-task.
• Willingness to work overtime when required.

• 2025 / 06 / 30

Reference: PE -HP -2

Our Client, a national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs), develops and delivers unique compliance, risk management, practice management, and business intelligence services.

Two vacancies exist within the current structure, which requires an experienced Compliance Officer to be based in the Port Elizabeth and East London offices , respectively.

Reporting to the Regional Manager, performance areas include, but are not limited to:

• To effectively deliver quality compliance and risk management service to our clients at a regional level.
• Adherence to the compliance requirements as dictated by the FSCA.
• To grow the Company's Eastern Cape client base by marketing all the company's services to non-company clients.
• To market all services to the existing company client base.
• To assist the company regionally with Virtual Compliance, Risk Management, Implementation, and other Sales Projects.
• Outsourced compliance function delivered to financial services clients and other FICA-accountable institutions.
• Fulfil compliance function required in terms of FAIS, FICA, and other applicable legislation and business requirements.
• Establish a culture of compliance and provide a compliance risk framework to clients.
• Assist clients to achieve the TCF outcomes.
• Perform all functions to the standard and deadlines set by the Regional Manager.
• Provide clients with high quality, personalised, and substantive reports.
• Include clients in compliance processes and provide post-monitoring feedback.
• Maintain records as required by the business.
• Display behaviour and attitudes which positively contribute to the well-being and development of the regional team, the company, and its clients.
• Sourcing and signing up of new clients.

• Matric essential.
• Tertiary Diploma (minimum of NQF level 5) or Degree in Legal/Accounting/Financial is essential.
• A FSCA (FSB) recognised qualification is advantageous.
• Registered Category I (Category II if possible) Compliance registered Officer with the FSCA.
• Minimum 5 years’ experience in compliance or risk management within the financial services industry.
• A good working knowledge of compliance legislation viz FICA and FAIS.
• Understanding and knowledge of risk management principles.
• Computer literate (MS Office Suite).
• Open to SA citizens with a clear criminal and credit history.
• Valid unendorsed Driver’s License, with own vehicle (preferred).

• Must possess an ownership mentality and a willingness to take responsibility for tasks through to completion.
• Attention to detail, goal-oriented, and a desire to achieve your objectives.
• Highly organised, good at multi-tasking, and able to deal with people at all levels.
• Exceptional verbal and written communication skills.
• Ability to work under pressure, independently, and as part of a team.
• Proficient presentation skills.

Port Elizabeth or East London

Financial Services Industry

3-5+ years

Permanent, full-time

Open

Monday to Friday, 08H00 - 16H30

Market-related basic (Pension Included) + Commission and Annual Performance Bonus.

Shortlisted candidates may be expected to complete and pass assessments before moving to the next stage of the recruitment process.
Should you not be contacted within two weeks, please consider your application unsuccessful.

Overview

Ready to make your mark in a leading financial services environment? We're looking for a confident and registered Compliance Officer to join a well-established team driving compliance excellence across South Africa.

This role offers a mix of head-office responsibility and regional impact ideal for someone who enjoys variety, independence, and the chance to make real contributions across branches in Kimberley, PE, Bloem, and beyond.

As a Compliance Officer, you'll ensure key regulatory frameworks (FAIS, FICA, and more) are implemented, maintained, and monitored across the business. You'll manage compliance projects end-to-end and advise on risk while keeping stakeholders and the regulator aligned through clear reporting and expert guidance.

• Maintain and implement the Compliance Risk Management and Monitoring Plan
• Compile compliance reports for internal teams, clients, and regulators
• Interpret and apply new legislation across the business
• Review marketing materials per Board Notice 92 standards
• Manage FAIS compliance processes and key individual / rep registers
• Support and advise on TCF (Treating Customers Fairly) outcomes

• BCom Law or LLB qualification (essential)
• RE 1 certification
• FSCA-registered CAT 1 Compliance Officer (CAT 2 preferred)
• 3-4 years' experience in financial services compliance
• Solid understanding of FAIS, FICA, and related legislation
• Own vehicle and valid driver's license, must be willing to travel across the country (fully compensated)

• Competitive salary
• Opportunity to work across multiple branches, variety and visibility
• Supportive compliance team with room to grow
• Travel costs covered for regional visits

If you're ready to bring your UK VAT expertise to a fast-paced, global setting apply now. If you don’t hear back from us within 2 weeks of applying, please consider your application unsuccessful. But stay in touch, follow us online, and keep an eye out for future opportunities.

Job Title: Compliance Officer

Company: GED Africa

Location: Democratic Republic of Congo, Mauritius, Zambia.

Responsibilities:

1. Ensure compliance with regulatory requirements.
2. Conduct audits and assessments.
3. Develop and implement compliance policies.
4. Provide training and support to staff.

Qualifications:

1. Bachelor's degree in a relevant field.
2. Minimum of 3 years of experience in compliance.
3. Strong analytical and communication skills.